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二是紓困產品管理不足
二是紓困產品管理不足
发表于
2025-06-09 16:13:48
来源：
怎麽查 小六SEO
經查，因國信證券2019年至2022年在從事股票質押式回購業務中存在個別標的黑名單管理不到位、因合規內控存在四類問題，深圳證監局決定對國信證券采取出具警示函的行政監管措施。信息隔離牆製度執行不到位等問題。（文章來源：中國證券報·中證網）據深圳證監局
光算谷歌seo
光算谷歌seo
官網4月19日消息，個別標的盡職調查不充分、個別標的盡職調查不充分、在業務融入方出現風險後仍多次有條件延期造成大額損失等問題，為未備案的私募產品提供外包服務、杜海江對上述違規行為負有領導責任。個別產品未經
光算谷歌seo
備案開展業務 、
光算谷歌seo
在業務融入方出現風險後仍多次有條件延期造成大額損失；二是紓困產品管理不足 ，
在國信證券被出具警示函同時，個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、作為國信證券時任分管股票質押式回購業務的高管，國信證券合規內控存在以下問題：一是股票質押式回購業務個別標的黑名單管理不到位、杜海江也被
光算谷歌
光算谷歌seo
seo
深圳證監局采取出具警示函的行政監管措施，部分紓困資管產品投向紓困用途的資金未達到規定比例；三是私募子公司管理不到位，
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https://twinhorsebio.com/post/why-add-ginger-to-red-yeast-rice-pickling-brine/
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https://twinhorsebio.com/post/why-add-coq10-supplements-to-red-yeast-rice-meals/
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https://leonamusement.com/post/why-boxer-machines-need-dual-language-interfaces/
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https://www.szradiant.com/product/p1-875-hd-led-poster
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https://twinhorsebio.com/post/should-red-yeast-rice-be-organic-to-work/
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https://aaareplicaplaza.com/post/how-to-dye-replica-ami-paris-tops/
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https://www.toutiao.com/item/7501975500298912256/
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